Archive for the ‘Compliance News’ Category.

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January 18, 2012:

REUTERS HEDGEWORLD: Advice for Latecomers to Hedge Fund Registration

October 14, 2011:

COMPLY: SEC Wants CEOs to Talk Compliance

September 22, 2009:

COMPLIANCE WATCH: Hedge Fund Investors Want Business Details

June 9, 2009:

COMPLIANCE WATCH: Valuation An Issue In SEC Alleged Fraud Case

May 14, 2009:

COMPLIANCE WATCH: The Call a Hedge Fund Investor Should Make

March 30, 2009:

COMPLIANCE WATCH: Separate Accounts Gain Traction

February 25, 2009:

COMPLIANCE WATCH: Investment Advisors Hunt For New Custodians

February 9, 2009:

COMPLIANCE WATCH: Family Ties May Taint Compliance Officer

November 21, 2008:

COMPLIANCE WATCH: Risk Management Seen As Gaining Influence

October 29, 2008:

COMPLIANCE WATCH: Compliance Burdensome for Independents

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