Archive for the ‘Compliance News’ Category.

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October 1, 2006:

Compliance Handoff: Hiring a Full-Time CCO Is Proving Costly for Advisers and Funds, Which Are Now Outsourcing the Entire Compliance Department

July 1, 2005:

So Many Regulations, So Little Time: Buy-Side Firms Try Outsourcing Compliance

December 1, 2004:

Firm Happy to Help Hedge Funds Comply

September 1, 2004:

The Playing Field: Compliance Zero Hour

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